Dreaming of Greener Pasture

How do I find personal satisfaction in an organization that doesn't seem interested in being effective?

This is a very important question for all of those who have spent time working in seemingly heartless or meaningless organizations.  In January’s newsletter we defined an effective organization as one that meets its stated goals and accomplishes its stated mission.  But of course, by this definition, low goals and unimportant missions can create effectiveness and this would miss the point, therefore we add that effective organizations are those where the mission and goals are ones that people would want to invest in and/or participate in because they bring value to not only the individual, but also customers and society in general.

So what about the employee who is stuck in an organization that doesn’t seem to meet these criteria?  The easy answer is to simply quit and find a better organization.  While this may seem to be the prudent decision, is it the right one?  Let’s now refer back to the original question and focus on a key word in the question - “seem”.  Often times employees can only guess as to what their organization’s goals and mission may be because they have not been clearly articulated (our February Newsletter topic).  Until one clearly understands where leadership is wanting to take the organization, employees should not make bad guesses about their willingness to be effective.  This is where candid and frank conversation with leadership is critical to clearly understand the mission.

For argument’s sake, let’s make the assumption that the employee is actually working in an organization that simply has no intention of meeting our definition of an effective organization.  How do we find personal satisfaction without simply leaving for greener pastures?  At this point the employee needs to focus on what they can control and influence within the organization.  They have control over their own performance and influence over the performance of their team.  To this end, an objective setting and strategy exercise can help the person move toward higher satisfaction.  We would recommend that the employee set short, intermediate and long term objectives for themselves and, where possible, their team.  These objectives should meet five SMART criteria.

  1. Specific
  2. Measurable
  3. Attainable
  4. Relevant
  5. Time Bound

Once we have SMART objectives in mind, the next step would be to create a task list which would take us step-by-step to the accomplishment of each objective.  The key to reaching our objective is to stick to the plan while measuring its effectiveness.  These measurements of effectiveness are critical to determining if we are on the right track.  If the measurements are in-line, we should continue on course until the objective is met.  If the measurements show that we are somehow failing, we need to either tweak the task list, or reassess the objective.

We find that those who focus on individual and team objectives, with a sound strategy for attaining and measuring, have greater satisfaction and better performance than those who simply go to work every day, counting the days until the next paycheck.  In the end, organizational effectiveness is impacted by both organizational mission and employee performance.  Not all of us have control or even influence over mission, but we all have considerable impact on our own performance and the objectives that we set can help improve that performance and ultimately our satisfaction.

Effective Organizations Clearly Define & Communicate Mission, Goals, Values & Expectations

Last month we shared the 11 topics that will make up our 2013 Newsletter Series - Characteristics of an Effective Organization. Top Down When we talk about effective organizations, we are really talking about organizational characteristics that have been created through the decisions and actions of upper management and then passed down through the organization to become part of the organization’s culture. So when we talk about clearly defining and communicating mission, goals, values and expectations we are talking about something that must come from the top.

Mission Let’s start with “mission”. An organization’s mission is its reason for existing, its purpose, where it is “headed”. People need to know the mission so that they can “get on board” and help with its accomplishment. The mission is usually defined and then communicated through a “mission statement” that has been thought out and clearly articulated by senior management.

For example, McDonald’s stated mission “is to be our customers’ favorite place and way to eat.” That is “why” they are in business. That is where they want to “go” so to speak. That is their direction.

Goals & Values This mission is pursued through the accomplishment of a set of clearly articulated goals and the application of a set of “values” that impact decision making. For example, McDonald’s states their values as centering “on an exceptional customer experience - People, Products, Place, Price and Promotion. We are committed to continuously improving our operations and enhancing our customers’ experience”. They have additionally articulated a set of seven specific values that further clarify their overall values statement and guide the accomplishment of their mission.

McDonald's Values

  • We place the customer experience at the core of all we do.
  • We are committed to our people.
  • We believe in the McDonald’s System.
  • We operate our business ethically.
  • We give back to our communities.
  • We grow our business profitably.
  • We strive continually to improve.

Formal & Informal Cultures The mission and values statement of an organization like McDonald’s is an attempt to articulate the desired “formal” culture of the organization, but only through clear articulation of expectations and followup on achievement of those expectations can an organization have an alignment of the informal culture with the desired formal culture of the organization. To read more, see our recent blog post "You Might Not Always Get What You Want."

Expectations Effective organizations and their leaders continuously evaluate movement toward the stated mission, in light of the stated goals and values, and then communicate their expectations of team and individual performance throughout the organization. As we will discuss in future newsletters, they also hold everyone accountable for meeting expectations and understand that clarity of expectations has a direct impact on a person’s ability to be successful.

What's the point?

In effective organizations, the mission, goals, values and expectations are not mere words on a plaque on the wall. Rather, they are a way of life, understood by every team member. They are the catalyst for moving the organization toward greatness.

11 Characteristics of An "Effective Organization"

Our 2012 Newsletter series focused on the Top 20 Characteristics of a “Best Boss” and we described in some detail how these individuals come to be seen in this light by their employees. This year, we will focus at a more macro-level and evaluate what it takes to be seen as an “Effective Organization”. Effective Defined “Effective” can be defined in many different ways, and an agreed upon definition has eluded organizational researchers for decades. In light of this, we will need to begin our discussion with a definition that, hopefully, we can all agree on to some extent. Simply put, an "Effective Organization" is one that meets its stated goals and accomplishes its stated mission. But of course, by this definition, low goals and unimportant missions can create effectiveness and this would miss the point.

We view "Effective Organizations" as those where the mission and goals are ones that people would want to invest in and/or participate in because they bring value to not only the individual, but also customers and society in general. They are viewed as “High Performance Organizations” because they are considered more successful than their competitors in areas such as profitability, customer service and strategy. In other words, they are effective at getting results that are seen as superior and valuable to others.

The Next 11 Issues Our discussion over the next 11 months will focus on some of the characteristics of these types of effective organizations, which by the way are found in both for profit and not for profit organizations. So what are the characteristics that we will be discussing this year? While this list is probably not complete, both our experience and the research of others supports each of these as a component of an effective organization.

The order of appearance of each characteristic is not reflective of our view of it’s importance; only that it is necessary for an organization to become really effective. So here are our topics for 2013.

An "Effective Organization":

#1 -- clearly defines and communicates mission/goals/values/expectations

#2 -- aligns all aspects of the organization including people, systems and processes

#3 -- models and develops Facilitative Leadership throughout the organization

#4 -- holds everyone accountable with both positive and negative consequences for results

#5 -- builds a collaborative and empowered environment based upon teamwork

#6 -- tolerates appropriate risk taking and learns from both success and failure in an attempt to be innovative

#7 -- focuses on meeting customer expectations and needs

#8 -- creates a culture based on honesty, integrity and mutual respect

#9 -- identifies meaningful measurements and timely feedback

#10 -- insists on open communication throughout the organization, and

#11 -- is resilient; capitalizes on adversity.

As we discuss the characteristics of effective organizations, we would challenge you to evaluate your organization in light of these characteristics, just as many of you did for your own personal leadership performance in 2012.

Hopefully, our discussion will help you move your organization and/or team toward increased effectiveness, no matter where you are at present.

The Positive Side of Conflict

We usually treat conflict like a pest - a plague on organizational efficiency and effectiveness.  It disrupts operations, sours cultures and inhibits collaboration.  But is it always and entirely bad?  We suggest that there are two overlooked sides to conflict that, if managed correctly, can be harnessed for good and give your organization a boost:

1. Conflict gives rise to conversations about "undiscussables".  These are things that silently constrain healthy interaction among employees and that need to be resolved, but are considered minor enough that they do not outweigh the risk associated with trying to resolve them.  For example, employees might perceive that leadership does not respect their contributions.  This would normally be a topic of conversation that employees choose to avoid when in the company of the organization's leaders because, while bothersome, it is not so severe a problem that it warrants "rocking the boat."  When conflict arises, though, there are usually strong emotions involved and the parties will bring up issues such as this, which, in more sober moments, would be considered "undiscussable."  It then becomes the responsibility of the leader to take the opportunity to learn from the conflict driven discussion and make changes that will lead to increased productivity within their team.

2. Differences in opinion (conflict) can also fuel productive creativity.  Substantial research by Dr. Charlan Nemeth has demonstrated that, when people disagree, they put significantly more effort into supporting their positions.  In other words, we think through, develop and vet our own ideas much more thoroughly when we have to defend them against countervailing pressures.  Conflict among individuals can present such countervailing pressure and therefore increase analysis of ideas and lead to more positive discussion and thus increased creativity.  It goes without saying that such increased creativity can, when managed effectively also lead to organizational improvement and innovation.

Unfortunately, conflict is usually a destructive force in organizations.  People disagree, emotions elevate and the social bonds that keep organizations operating effectively begin to dissolve.  When unmanaged, this is what most conflict creates, but we have proposed that conflict has a positive side.  It presents us with an opportunity.  The key, of course, is for the conflict to be handled well.  When people (1) understand the anatomy of conflict - how and why it fuels emotional fires and spirals out of control - and (2) possess the skills to redirect conflict into healthy conversations, conflict becomes a uniquely positive force on organizations.

A Best Boss Is a Good Decision Maker & Deals Effectively with Conflict

Over the course of 2012, the world-wide media has interviewed, polled, analyzed, and dissected countless opinions and agendas with respect to the characteristics and qualifications, both desired from and previously demonstrated by, the various candidates for global leadership from Cairo to Washington and Athens to Beijing.During this same time, we, here at The RAD Group, have been broadcasting our own analysis of the characteristics we hope to see in today's leaders. Our Best Boss series has had one simple agenda and we hope you have found it valuable.

Our analysis will impact the results you are seeing wether you are a newly elected Prime Minister, a CEO, a night shift supervisor, or mom or dad. We believe that you and the other leaders in your organization can improve performance by listening to what your employees have been telling us over the last 20+ years. We asked thousands of participants in our performance management classes to describe the best boss they ever had. Though our polls are not closed, we feel confident to announce the results.

A "Best Boss":

#1 -- is a good communicator #2 -- holds himself and others accountable for results #3 -- enables success #4 -- motivates others #5 -- cares about the success of others #6 -- is honest and trustworthy #7 -- shows trust by delegating effectively #8 -- is fair and consistent #9 -- competent and knowledgeable #10 -- rewards / recognizes success #11 -- leads by example #12 -- is loyal to employees #13 -- is friendly #14 -- is a good problem solver #15 -- is a team builder #16 -- is flexible and willing to change when necessary #17 -- is a good planner / organizer and #18 -- shows respect to others.

This month we close out the series with a look at how a Best Boss:

#19 -- is a good decision maker and #20 -- deals effectively with conflict.

A Good Decision Maker

Scores of books and articles have been written on the best way to make decisions and many of the processes described include valuable assistance for decision makers. In actuality, we are all decision makers and make decisions many times each day. Some decisions are just more important than others, in that they can lead to more significant (both positive and negative) consequences.

Understand the Facts The key to good decision making is a complete (or as complete as time and information allow) understanding of the facts and potential consequences of each possible decision. Without question it involves an examination of any and all ethical consequences of the decision. For simple decisions, little or no input from others may be needed. These are the routine daily decisions that don’t require a lot of “buy-in” for execution to occur. But complex, high impact decisions are different.

As we have said several times before in previous newsletters, getting input from team members and other experts is invaluable when gathering facts, understanding consequences and making the final decision.

Recruit Help Best Bosses understand that they can’t have all of the information, knowledge and experience needed to make all important decisions, so they recruit help. They treat important decision making as a team-based problem solving exercise. Once they have gathered the relevant information, they then “pull the trigger”, make the decision and then stand behind both the decision and the team.

Prepare for the Next Decision If success follows a decision, Best Bosses share the “glory” with the team and if “failure” follows, they accept responsibility and go to work determining why the failure occurred so that it won’t happen again. In other words, they engage in team-based problem solving to correct the failure. Regardless of the outcome, how the boss responds to the results of a decision making process will dramatically impact the ability to recruit help next time, the willingness of recruits to communicate facts and consequences, and the confidence with which future decisions will be executed.

Deals Effectively with Conflict

Conflict is a naturally occurring issue anytime you have people working or living together. We define conflict as unresolved differences of opinion or perceptions regarding some issue. Conflict by definition is required for improvement and innovation to occur and is completely healthy if managed correctly.

Foster Positive Conflict Best Bosses understand the value of conflict and foster opportunities for conflict-based conversation that leads to creative improvement. Best Bosses also know that conflict can lead to reduced productivity, quality, safety, etc. and work to keep unhealthy conflict to a minimum.

Collaboration and Communication Best Bosses keep unhealthy conflict to a minimum by understanding that the best way to resolve conflict is through collaboration. Collaboration requires an understanding of the problem solving process and how to communicate by listening effectively before any decision concerning action is taken. All parties must have the opportunity to “state their positions”, but must also be “respectful” enough to listen to the other person to gain a complete understanding of their position. Best Bosses create an environment of respectful openness where disagreement is encouraged and the skills to collaboratively resolve conflict are learned by every team member.

Best Boss Bottom Line - Series Finale

We have created a name for best bosses; we call them “Facilitative Relational Leaders”. Facilitation is defined as the accomplishment of results by making it easier for other people to express their views and achieve their objectives. Relational is demonstrating respect and care for others. The skills and characteristics identified in our research are the same skills needed to facilitate and build relationships. You may have noticed that the Best Boss skills/characteristics tend to tie together and demonstration of one involves application of others. Best Bosses understand this and continuously attempt to improve in the use of each of the skills that we have been discussing. Maybe it is time for you to evaluate or re-evaluate where you stand.

The Secret to Conflict Resolution -- Stop Compromising

We hear the word “compromise” anytime we turn on the TV or read a newspaper article about how the U.S. Congress should fix our fiscal woes.  Talking heads and Joe Public alike beg for more compromise to fix the situation.  Is it possible that compromise is what is putting us in such a predicament?  Compromise is based on giving up something you want, thus it is based on “losing”.  As that term suggests, I give a little, you give a little, and we meet somewhere in the middle at an agreement.  While compromise sounds like the best way to get unstuck, it actually leaves both parties feeling unsatisfied, almost as if they gave up too much.

To truly resolve conflict we suggest another “C” word -- “Collaboration”.  To collaborate, two or more parties must brainstorm ideas to fix a problem.  The goal, in the end, is to walk away with a solution that is more likely to truly “fix” the situation over which the parties were at odds to begin with.  The process is really pretty easy.  First, the two parties must come to an agreement on a goal that they both want to achieve.  Once that goal is agreed on, they brainstorm ways to get them to their shared goal.  No giving up one’s beliefs or buying into the other guy’s beliefs, simply agreed upon strategies that can get both parties what they have agreed that they both want.  The task then is to choose one solution that both parties have already agreed will achieve the common goal.

Let’s look at an actual conflict that shows how this works.  There was a state in the Southern U.S. that was having violent clashes between Pro-Choice and Pro-Life groups.  The state’s governor knew he must do something before more violence led to somebody’s death.  He told his assistant that he wanted the leadership of both groups to meet with him so they could come to some sort of agreement to stop the violence.  His assistant, thinking the governor had lost his mind, questioned if getting these two groups together in the same room was wise, but the governor insisted.

When the meeting did occur, both sides were at each other’s throats from the moment they arrived in the meeting room.  The governor eventually created calm so that he could address the restless crowd.  What he told them was surprising even to is staff.  He said, “As you all know, we have a significant teen pregnancy problem in our state.  We rank 49th out of the 50 states in teen pregnancies and 50th in the number of teenaged abortions.  What I need from you is to help me solve this problem.  I need your ideas for cutting back the rate of teen pregnancy so that we can cut the number of abortions in the state.”  Both sides instantly changed their demeanor.  After all, the vast majority of abortions are performed on teenaged mothers.  If they could solve that problem, their debate would become moot.

For the next few weeks both sides met and came up with a strategy to lower the pregnancy rate of girls in their state.  They worked together, civilly to reach a common goal, and in the end, they lowered the teen aged pregnancy rate over 50% in their state.

How about you, how does this work in your world?  Can you find a common goal to work towards rather than trying to determine what you are willing to give up, and therefore feeling unsatisfied?  Stop compromising when you are at odds with your co-worker, spouse, or neighbor and find a way to create an action plan that gets you both to a mutual goal.  If only they understood this in Washington.

A Best Boss Is Flexible and Willing to Change When Necessary, Is a Good Planner/Organizer, & Shows Respect to Others

The holiday season brings us to the final two installments of the Top 20 Characteristics of a Best Boss. As you prepare for the potential stress of family and out of town guests, take the time to look back at the characteristics we have described so far and imagine how they might influence your relationships with friends and family. #1 -- is a good communicator #2 -- holds himself and others accountable for results #3 -- enables success #4 -- motivates others #5 -- cares about the success of others #6 -- is honest and trustworthy #7 -- shows trust by delegating effectively #8 -- is fair and consistent #9 -- competent and knowledgeable #10 -- rewards / recognizes success #11 -- leads by example #12 -- is loyal to employees #13 -- is friendly #14 -- is a good problem solver and #15 -- is a team builder.

This month we will examine how a Best Boss:

#16 -- is flexible and willing to change when necessary #17 -- is a good planner / organizer and #18 -- shows respect to others.

Flexible and Willing to Change When Necessary

“I’m the boss and we will do it my way” is not something you would hear from a Best Boss. That being said, this a common expression heard in many workplaces and a powerful undertone in the culture of many of the organizations that don't necessarily say it out loud. The consequences of this expressed or implied sentiment are dramatic, the least of which include employee apathy, disengagement and a potentially profit forfeiting reduction in creativity.

Fear of Losing Control One of the fundamental issues is that some managers/supervisors view flexibility as a sign of weakness. Common expressions like "give them an inch and they will take a mile" and "too many chiefs and not enough indians" reinforce the belief that the supervisor must exhert unquestionable authority or risk losing control. Quite the contrary, it is often the rigid dictator that incites the desire for revolution.

Fear of not Knowing all the Answers Another driving force in the tendency toward rigidity is that many supervisors don’t want to admit that they don’t have all of the answers. I once heard a really great manager say “I am willing to learn from anyone, even the newest person on the team because they don’t have the years of bias that I have.” If you remember that the job of a supervisor is to get results from the efforts of others, it only makes sense that you would leverage the creative brains of others to get results as well. Flexibility does not mean giving in to all suggestions but rather is the willingness to entertain other views and make decisions on the basis of that evaluation.

Flexibilty & Problem Solving The ability to apply the problem solving skills that we discussed in our October Newsletter is critical to becoming flexible. Good team-based problem solvers will have the opportunity to seek input from team members and then collaborate with them on solutions, thus making flexibility much easier to demonstrate. Repeated practice with collaborative problem solving will reinforce the desire to be flexible as you observe the solution optimizing benefits of additional perspectives.

A Good Planner / Organizer

Planning/Organizing, problem solving and time management go hand-in-hand.

Expectations Good bosses know that their team members need direction so that they will know “what” is expected of them. They must have a clear understanding of the results that they must achieve. A good plan, especially as the result of collaboration, will provide those expectations for each team member.

Reading from the Same Page It really doesn’t matter if the plan is the result of problem solving or simply daily work objectives, the resulting product is the same, namely a plan that everyone understands and supports.

Time and Priorities Additionally, team members must have a clear understanding of “when” those results are expected. This is where time management comes in. Best Bosses help set priorities as part of the planning process. They gather information about the current action items for each team member and then in concert they prioritize them. This helps the team member control his/her time and as a result manage their personal stress.

Shows Respect to Others

What is respect anyway? Respect is defined as “a feeling of admiration for someone or something elicited by their abilities, qualities, or achievements.” So showing respect is a demonstration of this definition in some way.

Listen to Show Respect How does a person “show respect” to another? If your answer is “by listening to the other person” then you are in agreement with just about everyone to whom we have asked this question over the last 30-years. Listening does not require that you “respect” every “ability, quality or achievement” of the person, but it does require some very important skills.

You may recall that we discussed listening in detail in the "Good Communicator" installment that kicked-off this newsletter series.

The key is to genuinely show interest in the other person through how you listen with both your words (questions) and with your body language.

Delegation Additionally, the skills that you use as you delegate to your team members demonstrates that you respect their “abilities, qualities and achievements” and allows you to “respectfully” help them improve in those areas where improvement is needed. To refresh your memory, check out some of the blog topics we have written on Delegation. Best Boss Bottom Line

You may have noticed that these three skills are related in that flexibility, planning and respect all require that you listen effectively. Make sure that this is your top priority and you will have a much better chance of being seen as a “Best Boss”.

Don't Throw Them Under the Bus

This month’s “Best Boss” characteristics are being a problem solver and a team builder.  Best Bosses  often exemplify these characteristics in tandem, at a moment when lesser bosses solve problems at the expense of the team.  That moment is when poor performance has resulted in a problem and it just seems easier to throw the “guilty” under the bus.  Instead, effectively redirecting poor performance can single-handedly change the fortunes of an employee, team, or even the organization as a whole.  The best bosses use these redirection moments to not only take performance from bad to good, but build team morale. Let’s use a specific example to make sense of the skills that shape these characteristics.  Thomas is an engineer working with a team of other engineers on a project with the company’s most important client.  Thomas is tasked with providing specs for the design of a key portion of the project to the team, upper management, and the client.  During the presentation, the client becomes very upset when a fundamental error is discovered in the supply chain logistics.  The client leaves the meeting and tells the team lead, Sarah, that she has one week to fix the problem before they begin looking for a new engineering firm.  Sarah is taken back by the threat of losing the client and now has some very tough decisions to make.

The first thing she does is assemble the team and give them the latest details on the timeline and the mistakes made.  Sarah’s next step clearly identifies her as a “Best Boss.”  She says, “Look, at some point, we’ve all made a mistake that could impact the success of our team.  I don’t blame any individual for the supply chain issue, but I now ask that we all lean on one another to fix the problem, and in the end, we will flourish as a team.”

At this critical moment it would be very easy, and costly, for her to blame Thomas for the mistake.  After all, he is in charge of the supply chain.  To some bosses, he must be held accountable which in many cases means punishment.  Fortunately, Sarah does not jump to place blame, but instead rallies the troops to come together and fix it as a team.  From that moment on, the team will have increased morale and a sincere sense of being a part of a true team.

The next thing she does is facilitate a rigorous problem solving session where they:

  1. Identify the Problem
  2. Explore the Problem
  3. Set Objectives
  4. Create an Action Plan
  5. Measure and Correct

In the end, the team finds the cause of the error and fixes it to such an extent that the client thanks them for their attention to detail.  They remain their top client to this very day.  Thomas is now a team lead on a different team and claims that, without Sarah, he would never have reached such a level in the company.  He still calls her weekly for tips on managing his new team.

A Best Boss Is a Good Problem Solver & Team Builder

Through the first nine installments of this series, we have seen that a 'Best Boss': #1 -- is a good communicator #2 -- holds himself and others accountable for results #3 -- enables success #4 -- motivates others #5 -- cares about the success of others #6 -- is honest and trustworthy #7 -- shows trust by delegating effectively #8 -- is fair and consistent #9 -- competent and knowledgeable #10 -- rewards / recognizes success #11 -- leads by example #12 -- is loyal to employees and #13 -- is friendly.

This month we will examine how a Best Boss:

#14 -- is a good problem solver and

#15 -- is a team builder.

You may have heard it said that “if this job was easy, everyone would be doing it.” It’s true. In reality, supervision, management, leadership and other roles defined by the ability to produce desired results through the efforts of others is genuinely difficult. The job of supervision is a minefield full of problems and people. The corporate battlefield is littered with human resource casualties and lost productivity and profits from the scores of “supervisors” that just weren’t Best Bosses.

The best bosses, the ones described in our research, thrive in complex and challenging environments and are often described by those they have influenced over their careers as good problem solvers and good team builders. These two characteristics clearly work in tandem. A problem solved by “Throwing the team under the bus” does not qualify for best boss status. Nor does building a great team of lifelong friends that consistently fail to solve the problems they face. These two characteristics go together.

Good Problem Solver

Best Bosses are not only good at solving problems, but they are good at teaching their employees how to solve problems. They understand that employee’s who can recognize problems and then bring thought-out solutions to the table are much more likely to take initiative and exhibit creativity in other ways.

While not all supervisors use/teach the same problem solving techniques, most keep it simple and focus on no more that 5-steps.

These 5-steps usually include:

Problem Identification

Knowing that you have a problem is the first step and this involves the monitoring of results relative to standards, listening to coworkers, clients, etc. In other words, it involves the identification of “pain”.

Problem Exploration

Best Bosses know that problems can arise for a multitude of reasons and make sure that they have evaluated each possibility before deciding on a solution. They also involve their team members in this evaluation because it both teaches and increases the chances that the “real reason(s)” will be identified.

Objective Setting

Best bosses know that well stated objectives will increase the chances that an effective plan will be created. They therefore ensure that every objective is Specific, Measurable, Achievable, Relevant and Time-bound (SMART).

Action Plan Development

As important as development of a workable plans is, ownership of the plan is equally important. Best bosses involve the appropriate team members in plan development to both create the best plan possible and to increase the willingness of the team to implement the plan effectively.

Measurement and Correction (as necessary)

If the objective is stated correctly, then measurement is simply the evaluation of the results against the stated objective.

If failure occurs, then best bosses avoid blame and begin the problem solving process all over again to make sure that each step was completed successfully.

While best bosses are skillful at solving problems, they are equally skillful at involving team members in the solution process.

Team Builder

Best bosses know that success is more a function of team work than it is individual skill, so they work just as hard to develop team work as they do to develop individual skills.

Team building first requires bosses to assess their team’s interaction so that they can determine what if anything is creating less than desired teamwork. There are five critical issues related to teamwork that all best bosses evaluate on a regular basis. The specific team building plan will be driven by this evaluation.

How well do the team members get along on an interpersonal level?

  • It is not necessary that team member become best friends, but civility and courtesy are a requirement for having a successful team.
  • Best bosses are quick to identify any conflict within the team, determine the cause(s) of that conflict, and address those causes effectively.

Do team members work together to accomplish tasks or do they compete with one another?

  • While competition is appropriate at some levels, it is never appropriate within a team.
  • Competition leads to someone winning at the expense of another team member and this almost always leads to the desire to get even.
  • Best bosses know this and create an environment where teamwork is recognized and competition is eliminated or at least minimized.
  • Best bosses also know that their attention or lack of it can lead to competition, so they make sure that attention and recognition is provided equally within the team and is not contingent on being better than each other.

Do they share information with each other?

  • Failure to share information within a team can be the result of several issues, only one of which is keeping information to increase power or position.
  • Much of the time failure to share information is simply due to forgetting to do so, not realizing that the information is needed by others, or not having the opportunity to do so.
  • Best bosses make sure that all team members understand their role in information sharing and create an environment where information hoarding is not allowed and certainly not reinforced.

Do they provide support for one another when under pressure to get the job done?

  • Best bosses know that high levels of stress negatively impacts an individual’s ability to perform and also reduces the desire to work together on issues.
  • They also know that they have a lot of influence on the stress level within the team by the way that they manage time and stress for both themselves and for their team members.
  • Best bosses also know that increasing skills through training can help reduce the negative impact of stress on a team, therefore they spend time helping employees develop the skills needed to respond more effectively when stress increases.

Do they focus on solving problems or on blaming each other when problems arise?

  • While blame seems to be a natural human response when problems arise, it is really a response to the prediction that the person will receive blame him/herself.
  • Best Bosses understand that if they focus on “why” the failure occurred rather than “who” failed they will then avoid contributing to the development of a blame culture within the team.
  • Best bosses understand that if they don’t pass blame, they will reduce the need for blame to occur within the team and this will lead to the development of better problem solutions.

Best bosses know that failure in one or more of the areas above can lead to decreased teamwork, decreased productivity and failure to achieve results.

Best Boss Bottom Line

Problems don’t solve themselves nor do teams build themselves, rather it takes someone in charge to see to these efforts. Even more so, it takes a Best Boss to see to these efforts sustainably. Fail to both deliberately solve problems and intentionally build your team and you might have a short life on the corporate battlefield. Strive instead to build a team capable of tackling obstacles effectively using all of the resources they collectively bring to the fight.

The Lumbergh Principle - You have to mean it

Despite a now insignificant pre-Y2K (Year 2000) computer software plot and laughable late-90’s fashion, the 1999 cult movie classic Office Space still matters in today’s workplace -- in your office space.  The social commentary on display through caricatures of the American workforce, such as the “Upper Management” character Bill Lumbergh, still stings.  People still laugh at this movie because bosses and companies still do the very things that this movie makes fun of. If you have never seen Office Space, the name Lumbergh might not mean anything to you.  If you have seen the movie, the video clip below may just inspire a revision of your weekend entertainment plans.  Either way, the clip should serve as a decent framework for understanding what has come to be known as the Lumbergh Principle.

Actor Gary Cole portrays the perfect disingenuous, high achieving authority figure -- the type that would have been likely shot in the back by his own soldiers in a time of war, yet manages to ascend into Senior Management in environments with less plausible deniability.  In this instance, Corporate Vice President Bill Lumbergh pours on the friendly.

This is not, however, what our “Best Boss” research sample of **20,000** employees meant when they described the best boss they had ever had as -- being friendly.

We instinctively know that a “Best Boss” is a friendly boss.  As children and employees, we have seen sufficient successful parental and supervisory applications of friendliness used to help the one with authority to get results from the efforts of others that lack authority.  Certainly the pendulum of leadership history is heavy on the side of heavy handedness, but the modern workplace is different.  Given the choice of a friendly boss or an unfriendly one, both the shiny shoes in the corporate tower and the dirty boots on the shop floor have come to prefer the friendly approach.

The Bill Lumberghs of the world also recognize the obvious correlation between Friendliness, Best Boss Status, and Desirable Results.  So, they have done what only makes sense -- pretend to be friendly.

The problem is that friendly can’t be faked.  It can be, but not with “Desirable Results” as the predictable outcome.

The Lumbergh Principle defined -- Friendly doesn’t work, if you don’t mean it

The heart of the issue is that employees and kids alike can tell if you mean it.

Advice for Accidental Lumberghs

1.)  Knowing that you can’t fake friendly, don’t try.  Be yourself.

2.)  It is possible that your employees think of you as a walking-talking Lumbergh Doll and all you are really doing is innocently imitating an unfortunate model from your past.  Open your eyes and align yourself instead with the basic tenets of Best Boss Friendliness:

  • Friendly is not about hiding behind friendly words.  It means not being Antagonistic or Hostile.
  • Friendly is not about forsaking performance to be nice.  It means showing concern for things that concern others and listening to help deal with those concerns.
  • Friendly is not about being buddies.  It means creating a relationship that helps individuals and teams share their concerns and ideas while working to accomplish their agreed upon objectives.

3.)  Take the time to understand some of the potential consequences of a Lumbergh-esque style:

  • Subordinate Resentment
  • Disengagement from Team Goals
  • Sabotage (remember that the subordinate characters in Office Space go on to embezzle millions and even burn down the office, even as the audience roots for them to get away with it.)
  • The loss of genuine access to the hearts and minds of employees when in a position to actually work with them to “Find a Fix” for their concerns and the concerns of the team.

4.)  Talk with someone away from work or away from home about why you are having trouble shedding your Lumbergh skin.  Feeling the need to fake friendly or the genuine lack of concern for others may indicate there is an opportunity to dig deeper into your own personal context and maybe improve more than just performance metrics.

Before you discount this concept as something only valuable for the “shiny shoe”, white-collar crowd, watch this out-of-the-cubicle take on the same approach.  Lumbergh’s cousin, the Drilling Rig Safety Man, stands even less a chance of improving performance with this strategy.

Your Culture Gap is Showing

The Gap between your Formal and Informal Cultures is as simple as 'Follow the Leader' Companies often express frustration that their operations fail to live up to the standards set forth for itself.  These companies are essentially describing gaps between their formal (company standard) and informal (what actually happens) cultures.  While many factors contribute to this gap, such as communication, size, number of locations and hiring practices, maybe the single most prevalent force in driving informal culture is the behavior of front line managers and supervisors.

One important characteristics of a “Best Boss” is leading by example.  On the surface, this seems like a straightforward and common characteristic of many bosses, but let’s look deeper.  How does the significance of this characteristic extend beyond just the personal esteem in which we hold the boss to the point that it actually impacts the success of the entire organization?

A workplace is an extremely complex and dynamic organism and the workers themselves will only act in ways that make sense to them in the moment.  If the actions of supervisors suggest that certain behaviors are acceptable, even if they fly in the face of company policy, the employees will be prompted to act in the same manner as their leader.  Even worse, if the boss is allowed to pick and choose which rules to follow, he or she is giving unspoken permission for others to do the same.

Let’s look at a specific example.  There is a manufacturing company that has very high safety standards, including the proper use of PPE (Personal Protective Equipment).  The plant manager is well known to show up on the manufacturing floor wearing his Nike training shoes and a hat of his favorite football team.  While he may try to justify not wearing PPE in his own mind, what he fails to recognize is the precedent he is setting for the workforce.  After all, if the boss can wear his tennis shoes on the plant floor, why can’t the others?  Not only is he not modeling the proper standard, he has now set the precedent that the standards themselves are simply suggestions and not to be taken seriously.

Some of you may be asking yourself, “but what if I make a simple mistake and now I’m leading the entire team down the wrong road?”  There is actually no better time to demonstrate the characteristic of leading by example than when you make a mistake.  Simply stating your mistake and the steps that you are going to take to rectify the situation shows that you do in fact care about the standards of the company, and most importantly, that you are willing to hold yourself accountable to the standards.  The resulting impact on informal culture is that the formal culture will be seen as worthy of being embraced and that everyone is able - especially leaders - and prepared to redirect and be redirected for performance that doesn't match the desired culture.

We won’t go into detail in this post about what leaders do to redirect bad performance, in themselves or others, but you can click here to read an archived newsletter on that topic.

A Taste of Your Own Medicine

Leading by example means accepting redirection as willingly as you provide it.

It is difficult for most of us to accept criticism from anyone, but especially from our children or our employees.  After all, we are supposed to have all the answers and know how to do everything the correct way, right?  Wrong!   Everyone makes mistakes, even bosses and parents, and we really don’t know everything.  Willingness to accept feedback from others is important in how we lead.  If you want your children and your employees to accept your feedback when they fail, you have to be willing to accept theirs when you fail.  So how do you do it?  We suggest that there are four key things to keep in mind to successfully receive redirection from others.

  1. Remember that they are taking a risk.  In the parent-child and employer-employee relationships you have the power and they don’t.  You can make their lives difficult and in some cases even dissolve the relationship (we don’t recommend this with your children).  Therefore it is vital that you understand that they are assuming all of the risk when giving you this type of feedback.
  2. Assume that they have your best interest in mind.  It is very easy to become defensive when receiving less than positive feedback.  The primary reason that we become defensive is because we assume that the other person is trying to hurt us in some way.  We generate a “guess” about their motive and that guess is usually negative.  If you start with a guess that they have your best interest in mind, then you will be less likely to become defensive and more likely to have a successful conversation.  If they are trying to hurt you, then you have an opportunity to discover why and determine what you can do to rectify that.
  3. Listen with respect.  Respectful listening really means allowing the other person to express their views and thoughts without you becoming defensive.  Ask clarifying questions when you don’t understand something, but don’t justify your actions/results before the other person has finished because this will most likely be seen as defensive.  It is also important to show good body language through your posture, eye contact and facial expression.  How you look and what you say will set the tone for the conversation and will either lead to success or failure.
  4. Show gratitude for their feedback.  Remember that it is difficult for someone with less power than you have to step up and give you feedback.  It is very important that you let them know that you recognize this and that you appreciate their willingness to help you become the best leader that you can possibly be.
If you want to lead by example, you will need to be willing to accept negative feedback as easily as you are willing to give it.

A Best Boss Leads by Example, Is Loyal to Employees, & Is Friendly

To recap the series, so far we have seen that a 'Best Boss': #1 -- is a good communicator #2 -- holds himself and others accountable for results #3 -- enables success #4 -- motivates others #5 -- cares about the success of others #6 -- is honest and trustworthy #7 -- shows trust by delegating effectively #8 -- is fair and consistent #9 -- competent and knowledgeable and #10 -- rewards / recognizes success.

This month we will look at:

#11 -- leads by example #12 -- is loyal to employees and #13 -- is friendly.

Combined, these three characteristics of a Best Boss help create workplace climate. It makes a lot of sense that the factors that make up workplace climate would make the list when we asked employees to describe the best boss they ever had. The saying goes that, "People don't quit companies, they quit people." The flip side of this is true as well. When employees talk about loving to work for a great company, they are really describing that they love working in a great work climate. That work climate is created, intentionally or unintentionally, by people -- by bosses. As we look closer at each of these characteristics, reflect back on your own work climate experiences. Better yet, examine the one you are creating or experiencing right now.

Leads By Example

Have you ever heard the statement “Do as I say, not as I do”? It's hard to imagine being motivated to follow the leadership of someone who is not willing to apply the same rules/expectations to him/herself that are placed on the rest of the team. As a supervisor (or parent) we always set an example for someone and it is either a good example or a bad example. In the workplace that example helps to create the expectations that our team members have. Those expectations help to determine the workplace climate in which your team operates.

Bosses, to a very large extent, set the workplace climate through what they say and what they do. Workplace climate includes all the rules of conduct and operation including those formal and written (policy and procedure) and those informal and unwritten (what is acceptable). If a boss works outside the written rules, then the communication is that it is really alright for everyone else to do so, too. Best Bosses understand their role in determining the “real” workplace climate and therefore strive to always set an example of adherence to the written policies and procedures as they expect their team members to do also.

The workplace is inherently complex and stressful enough without the compounding effects of frustration and resentment that accompany a perception of organizational or leadership hypocrisy. Ultimately, there is no amount of personal utility, comfort or privilege that outweighs the detriment to work climate from not "walking the walk."

Loyal to Employees

Loyalty is defined as faithfulness to commitments and obligations that one has to another person or group, so Best Bosses honor the commitments and obligations that they have made to their team members. But how is this loyalty shown?

  • It does not mean “turning a blind eye to failure” and
  • It does not mean supporting team members with upper management when the team member has defiantly violated policy.
  • It does mean supporting team members when the team member has done everything that they were expected to do, but failure occurred anyway.
  • It does mean defending team members when they are challenged by other leaders about their efforts and results when the team member has met the boss' communicated expectations.
  • It does mean defending team members when they are not present and can’t defend themselves. Best Boss loyalty is not blind but it is fair and dependable as long as it is deserved.

Friendly

Some people think “weak” when they hear that a boss is “friendly”, but this is not what we mean by this term at all. Friendly simply means “not hostile or antagonistic” to their team members. Best Bosses are not usually “best friends” with their team members and they certainly don’t put themselves in positions where they could show favoritism.

Best Bosses understand the difference between being serious about results and showing concern about those things that are of concern to each team member. They take the time to listen to those concerns and to help team members evaluate approaches to dealing with them. They show appropriate humor and never demean a team member either to his/her face or behind his/her back. Friendly simply means creating a relationship that helps to make it easier for each team member to express their concerns and ideas while accomplishing their agreed upon objectives.

Best Boss Bottom Line

Workplace climate is critical to effectiveness and to a large extent is determined by what the boss does, how he treats and supports his/her team members and the relationship that is developed with each person.

Deal with Employee Failure -- the SAFE Way

Have you ever worked for someone who seems to notice every small error you make (and points it out), but almost never says anything when you are successful?  We call this leadership style “The Persecutor” and we see it a lot in both industry and parenting.  We have learned by talking with Persecutors that they are trying to motivate people to improve by holding them accountable for their results, but the exact opposite actually occurs because of the way they do it. Employees become demotivated because there is no balance between positive and negative feedback, and because they feel disrespected in the process.  People need both correction (what we call “Redirection") for failure and positive feedback for success.  So how can you avoid persecution and create the results that you need?  We suggest that you use the following redirection guidelines when correcting performance.

  • Remain calm.  Emotions such as frustration and anger only make us less effective in thinking and communicating.  Most of the time those emotions are the result of a “guess” about why the person failed.  Avoid guesses and you will have much more control over your emotions.
  • Conduct the session in private.  One of your primary objectives is to reduce defensiveness so that you can get the employee to help you examine the reason(s) behind the failure and develop a “fix” for the future.  Calling someone out in public almost always leads to defensiveness, so make every effort to find a private location for this discussion.
  • Eliminate interruptions and distractions.  Gaining the full attention of the employee is critical for an effective conversation.  Make sure that you control as many distractions as possible and you will get much better attention from your employee.
  • Point out positive aspects of performance first, followed by identification of the inadequate performance.  Typically the employee will have had some success that you want to continue in the future.  Positive feedback helps to strengthen those behaviors, so take this opportunity to create repeated success with positive feedback.  Then point out the specific result, action, lack of action, etc. that you have identified as failure.  Avoid ambiguous terms such as bad attitude, unmotivated, etc.
  • Follow the SAFE* approach to giving feedback.
    • Step Up:  When you see failure, say something, but say it with respect.  If you don’t step up, then the things that have led to this failure will continue to create failure in the future and if you say it the wrong way (disrespectfully) you will create defensiveness and less desire for improvement going forward.
    • Ask:  Learn the real reason for the failure.  Was it motivation, ability, pressure, lack of support, etc?  Evaluate the total context that led to the failure before you come up with a plan for improvement.
    • Find a Fix:  Find a fix for the real reason for the failure.  Work with the employee to determine a way to create success in the future.  Don’t create the plan yourself, but rather create it in concert with the employee when possible.  This brings more ownership and more motivation for improvement.
    • Ensure the Fix:  Keep an eye on improvement and give feedback accordingly.  If the “fix” works and you observe success, then give positive feedback to strengthen performance.  If you observe failure, then work your way through the SAFE approach again until you find the real reason for failure and the right fix going forward.
*SAFE Skills are a component of The RAD Group’s PerformanceCOMPASSTM training.

Four Keys to Managing Outside of Your Area of Technical Competence

When we ask newly promoted, first-time supervisors why they got their supervisory job, they almost always say it was because they were really good at getting technical results in their last job.  In other words, they became supervisors because they were very technically competent.

But what happens when people progress in management and find themselves managing people who are much more technically competent than they are?  What if they are totally out of their area of technical competence?  How do they manage under these conditions?  Do they admit their lack of technical competence or “fake it until they make it”?

Has this happened to you?  Is it possible that it might happen at some point in your career?  To help you answer these questions, we offer you four keys to success when managing outside of your area of technical competence.

  1. Honestly evaluate your competencies.  We can’t all know everything so an honest evaluation of your competencies will help you identify where you either need help from others or where you need to seek education for yourself.  I can honestly say that I am not competent when it comes to development of websites or just about anything IT.   I also know that my time is much better spent not taking a lot of time attempting to become proficient in this area.  I have made the decision to delegate this area to someone else; someone with a lot more competence than I have, which leads to Key #2.
  2. Seek the support of those who are competent.  You can’t “fake it” for long and when you are discovered your credibility and influence will most likely be reduced.   There is no shame in admitting that you don’t know how to do something or how to do it well.  Look for those on your team who have the competency or competencies needed and delegate to them, while at the same time attempting to gain an appropriate level of competence for yourself.  I know there are some computer programs that I need the ability to navigate and use in my daily activities.  For these I have taken the time to gain proficiency.  Everything else IT is delegated with delight!
  3. Show thanks for the support of others.  People need to feel appreciated and showing thanks for the competencies of others on your team is important to the development of respect and relationship.  Make sure you thank those who help you gain competencies or who take away the need for you to do so by handling it themselves.  This is exactly what I have done with many of my IT needs and I always try to remember to show gratitude to those who take on this role.
  4. Use ‘Best Boss’ skills to manage.  Use the same skills that thousands of our students have consistently identified over the last 20 years when asked to describe the best boss they ever had.  Your employees will likely give you the benefit of the doubt while you seek to grow in technical competence, if they have already experienced the benefits of your non-technical competence.  To help you with this, we will continue throughout 2012 to use The RAD Group Newsletter to explore the Top 20 Characteristics of a ‘Best Boss‘.  To refresh your memory, revisit the ‘Best Boss’ Newsletter Archive and keep an eye on your email inbox for future editions.

No boss can know everything.  ‘Best Bosses’ know that their primary responsibility is not to be competent in all of the technical aspects under their control, but rather to surround themselves with competent people and treat them with respect.

A Best Boss Is Competent and Knowledgeable & Rewards/Recognizes Success

This month marks a milestone in this series, as we are now half-way through the Top 20 Characteristics of a ‘Best Boss.‘ That makes this a great time to remind you where we derived this list and offer a suggestion to help you get the most out of this resource. We compiled the data for our Top 20 over the last 30 years by asking students in our performance management courses to describe the best boss they ever had. A consistent leadership image emerged with only minor variation from decade to decade or continent to continent. We call this image the “Facilitative-Relational Leader.” If you grow in likeness to this image, this “Best Boss” we have been describing, our experience tells us that you will create an environment that produces deeper employee engagement and predictable attainment of team and personal objectives.

Consider using the topics we have already explored to engage your team in an ongoing discussion about the leadership characteristics they value most. Helping them develop into the kind of leaders they already instinctively admire will demonstrate your interest in their long-term success and go a long way toward developing the leader you will need to replace you when it is time for your next promotion.

Now back to the list. A ‘Best Boss‘ is:

#1 -- is a good communicator

#2 -- holds himself and others accountable for results

#3 -- enables success

#4 -- motivates others

#5 -- cares about the success of others

#6 -- is honest and trustworthy

#7 -- shows trust by delegating effectively and

#8 -- is fair and consistent.

This month we will look at:

#9 -- competent and knowledgeable and

#10 -- rewards / recognizes success.

Competent & Knowledgeable

What does it mean to say that best bosses are competent and knowledgeable? Competent and knowledgeable in what? Does it mean that they are competent in every task under their supervision? Does it mean that they are competent and knowledgeable about how to oversee the actions and results of others? Does it mean that they know enough about the tasks under their purview to assist in setting objectives and evaluating results?

Oversight not Execution

When we challenged our class participants to define competence and knowledge, they consistently said that their best bosses understood the results that were needed, had knowledge of the skills required to achieve those results, and were good at overseeing the execution of those tasks.

Best Bosses are not necessarily those who are the best at execution of each task. As a matter of fact, those who are the best executors are more likely to micromanage because they “know the best way to do it”.

As you move up in supervision/management, the breadth of activities under your control increases. As this happens, your ability to have total competence and knowledge of every activity decreases.

Find the Right Talent

Knowledge of the desired results leads best bosses to locate the talent and competencies needed for success.

Best bosses understand what results must be achieved and what skills are needed to achieve them. They know how to evaluate the skills of their employees so as to match skill sets with objectives and they know how to communicate expectations to others so that employees can achieve results.

Rewards / Recognizes Success

Best Bosses understand the importance of skilled, motivated employees in the quest for great results. They also understand the connection between rewards/recognition and those results.

They understand that rewards, while potentially motivating, are not just to make people “feel good”, but rather are an integral part of the process of strengthening desired action and results.

The Feedback Loop

Decades ago, psychologists scientifically demonstrated what animal trainers and parents have known for centuries, that positive feedback following an action increases the chances that the action will occur again in the future. In other words, the action will become stronger when followed by reward.

Best Bosses understand this principle and look for opportunities to allow employees to be successful. They then follow that success with positive feedback, either in the form of a reward or simply recognition for the success.

The Right Recognition

They also know that the reward should fit the situation. Simple accomplishments such as completing a task successfully and on time might only receive a “good job....thanks!”

Providing a suggestion that saves the company significant amounts of money might require a financial reward to be effective. Best Bosses know the difference and apply the positive consequences effectively.

Five Simple Rules for Effective Use of Reward/Recognition:

Do it publicly when possible, but not in a way that embarrasses the person. Make it appropriate to the accomplishment. Focus on the action/result and not the person. Provide the positive feedback as soon after the completion of the task as possible. Be genuine and sincere. Following these five rules can help you create a workplace where employees are learning new, stronger skills and increasing their motivation to use those skills all at the same time.

Best Boss Bottom Line

By all means, strive for competence, but know your role while you are doing it. As a supervisor, the key is not to know how to do it yourself, but instead to know how to get the results that you need from your team. If you understand the role that rewards and recognition play in motivating performance, your “out of the trenches” competence will embolden your team and provide you plenty of opportunities to recognize their performance.

Can you work incident free without the use of punishment?

I was speaking recently to a group of mid-level safety professionals about redirecting unwanted behaviors and making change within individual and systemic safety systems.  I had one participant who was particularly passionate about his views on changing the behaviors of workers.  According to him, one cannot be expected to change behavior or work incident free without at least threatening the use of punitive actions.  In his own words, “you cannot expect them to work safely if you can’t punish them for not working safely.”  He was also quite vocal in his assertion that it is of little use to determine which contextual factors are driving an unsafe behavior.  Again quoting him, “why do I need to know why they did it unsafely?  If they can’t get it done, find somebody that can.”  

What an Idiot!

I meet managers like this from time-to-time and I’m immediately driven to wonder what it must be like to work for such a person.  How could a person like this have risen in the ranks of his corporate structure?  How could such an idiot...oh,wait.  Am I not making the same mistakes that I now, silently scold him for?  You see, when people do things that we see as evil, stupid, or just plain wrong, there are two incredibly common and powerful principles at play.  The first principle is called the Fundamental Attribution Error (FAE) and, if allowed to take over one’s thought process, it will make a tyrant out of the most pleasant of us.  The FAE says that when we see people do things that we believe to be undesirable, we attribute it to them as being flawed in some way or to them having bad intentions.  They are stupid, evil, heartless, or just plain incompetent.  If we assume these traits to be the driving factor of an unsafe act and we have organizational power, we will likely move to punish this bad actor for their evil doings.  After all, somebody so (insert evil adjective here) deserves to be punished.  The truth is that most people are good and decent people who just want to do a good job.

Context Matters

This leads us to our second important principle, Local Rationality.  Local Rationality says that when good and decent people do things that are unsafe or break policies or rules, they usually do it without any ill-intent.  In fact, because of their own personal context, they do it because it makes sense to them to do it that way; hence the term “local rationality”.  As a matter of fact, had you or I been in their situation, given the exact same context, chances are we would have done the same thing.  It isn’t motive that normally needs to be changed, it’s context.

With this knowledge, let’s look back at the two questions from our Safety Manager.

  1. “How can I be expected to change behavior or work incident free, without threatening to to punish the wrong-doers?” and
  2. “Why do I need to know why they did it unsafely?  If they can’t get it done, find somebody that can.”

Once we understand that, in general, people don’t knowingly and blatantly do unsafe things or break rules, rather that they do it because of a possibly flawed work system, e.g. improper equipment, pressure from others, lack of training, etc., then we have the ability to calmly have a conversation to determine why they did what they did.  In other words, we determine the context that drove the person to rush, cut corners, use improper tools, etc.  Once we know why they did it, we then have a chance of creating lasting change by changing the contextual factors that led to the unsafe act.

Your key take-aways: 
  1. When you see what you think is a pile of stupidity, be curious as to where it came from.  Otherwise, you may find yourself stepping in it yourself.
  2. Maybe it wasn’t stupidity at all.  Maybe it was just the by-product of the context in which they work.  Find a fix together and you may both come out smelling like roses.

Because I Said So! The Importance of “WHY”

Sending a clear message, such as an assignment to an employee requires that we make sure that Six-Points are understood: WHO-WHAT-WHERE-WHEN-HOW & WHY.  Sometimes we send mixed or unclear messages because we leave out one or more of these points.  This can happen because we are pressed for time, we assume understanding or because we just don’t see the importance of that point.  Failure to communicate any of these points could lead to failure, but one point in particular can really impact motivation.   In most organizations, there are those tasks that nobody enjoys doing.  They may be either repetitive or noxious, but they have to get done anyway.  For example, some of our client companies use Behavior Based Safety (BBS) as a component of their comprehensive safety program.  One aspect of many of these BBS programs is the requirement for employees to complete “observation cards” on a regular basis (a repetitive task).  We find that many employees don’t see the importance of this task, so they put it off until the last minute and then “pencil-whip” or “make up” the observations just to satisfy the requirement.  The reason this happens is because the employees don’t really understand the “WHY” behind the observation task.  Supervisors assume that they understand the purpose behind the task so they don’t take the time to communicate this clearly to their employees.  As you might guess, this “false” data can lead management to make safety decisions that may be misguided.  We have found that simply telling employees that their observations are actually used to direct safety decision-making by management can greatly increase the validity of those observations.

People need to understand why they are being asked to do something that they don’t really like to do.   Simply saying “because I said so” doesn’t work with children and it certainly doesn’t work with employees.  Take the time to clearly communicate the reason behind what you are asking them to do and you will increase motivation.

Is Dissent in the Workplace Good for Results?

We are inclined to conform to what we believe the people around us expect and value.  This has been demonstrated by decades of research into social conformity dating back to the Solomon Asch Line studies in the early 1950’s.  The crux of this research is that when in small groups, we tend to acquiesce (conform) to the view of the group even if it is not our natural view to begin with.  Think about how this would impact team decision making.  When the majority have one view, even when we have a different view, we are less likely to express that view because dissenters are labeled trouble-makers and most of us don’t want to be trouble-makers. Dissent does, however, serve some very important functions.

1.  Dissent boosts group creativity

While conformity results in fewer variations, creativity thrives on a variety of ideas.

2.  Dissent can prevent failures

We conform to what we *believe* others expect and value, but sometimes people are doing things simply because they aren't aware of the possible negative consequences.

For example, in the safety arena, dissent (which we call ‘Intervention’) helps to prevent undesired consequences by stopping an unsafe behavior.  Imagine that you see two co-workers put a tool into service that you see is compromised.  Speaking up could mean the difference between operations as normal and a catastrophic event.  Unfortunately, the group norm is to “keep quiet”, so you conform and don’t speak up and the tool goes into service.

The key to capitalizing on dissent is to do it right.  If you go about it with a critical tone, unflappable confidence that you are right, or punitive intent, not only will it probably do more harm than good, but you are sure to end up with that ‘trouble-maker’ label.

Overcoming the Tendency to “Micro-manage”

Micro-management is the failure to delegate when delegation is appropriate.  It is giving an assignment to an employee who has the capability of executing on their own and then overseeing the details of the execution of the assignment.  In many cases, it is driven by a lack of trust in the other person, but even if it is not, it is almost always viewed as such.  The perception of lack of trust increases frustration and reduces both motivation and the desire to show initiative.  In other words, micro-management creates an environment that negatively impacts results.  So how do you overcome the tendency to micro-manage?  The key is trust, and trust grows with successful accomplishment.  There are three steps to developing trust.

  • Fairly evaluate the competencies of the individual.  The tasks that you assign require certain competencies for success.  Start by identifying those competencies and then evaluate your employee’s skill set relative to those competencies.  If a skill is lacking you can provide support through training.  If all the skills are present then you can predict a high probability of success.
  • Make assignments on the basis of competencies.  The more success that you observe and the individual achieves, the more trust you will have in the person and the more confidence the person will have in their ability.  Making assignments on the basis of competencies increases the chances of success.
  • Communicate your expectations and trust to the individual.  When making assignments, make sure that you clearly communicate your expectations by providing information needed for success.  We call these the six-points of a clear message and they include What-When-Where-Who-How-Why.  Don’t over focus on the “How” component with a competent employee because this can communicate lack of confidence in their ability.  Make sure that you give them information that may be specific to the current task that they might not have, such as “When” you need the task accomplished.  When appropriate, communicate that you have every confidence in their ability to complete the task at hand.

Empowering employees to accomplish tasks on their own not only creates a more confident and competent workforce, it also gives you more control over your time and peace of mind.